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JAIIB CAIIB STUDY MATERAILS

Unit 43 : Role of Direct Selling Agent/Direct Marketing Agent in a Bank Roles and Responsibilities of Direct Selling Agent/Representative

In The primary responsibility of the Banking Direct Selling Agent/Representative is branch management and in-branch services, teller and platform services, financial product sales, customer services, and management of lending risk to retail customer base. He builds a client base for banking direct sales through prospecting, networking, and referrals.

A typical job description for the Banking Direct Selling Agent Representative role may include:

  1. Develops new business prospects in specific geographic areas through cold calls.
  2. Interacts with existing customers to increase sales of the bank’s products and services.
  3. Requires a high school diploma or equivalent and 2-4 years of experience in the field or in a related area.
  4. Familiar with standard concepts, practices, and procedures within a particular field.

IBA Model Code of Conduct for Direct Selling Agents

  1. Tele-calling a Prospect (a prospective customer)
  2. A prospect is to be contacted for sourcing a bank product or bank related product only under the following circumstances:
  1. When prospect has expressed a desire to acquire a product through the bank’s internet site/call centre/Branch or through the Relationship Manager at the bank or has been referred to by another prospect/customer or is an existing customer of the bank who has given consent for accepting calls on other products of the bank.
  2. When the prospect’s name/telephone no/ address is available & has been taken from one of the lists/directories/databases approved by the DSA Manager/Team leader, after taking his/ her consent.

The TME should not call a person whose name/number is flagged in any “do not disturb” list made available to him/her.

1.  When you may contact a prospect on telephone

Telephonic contact must normally be limited between 0930 Hrs and 1900 Hrs. However, it may be ensured that a prospect is contacted only when the call is not expected to inconvenience him/her.

Calls earlier or later than the prescribed time period may be placed only under the following conditions:

When the prospect has expressly authorized TME/BDE to do so either in writing or orally

2.  Can the prospect’s interest be discussed with anybody else?

DSA should respect a prospect’s privacy. The prospect’s interest may normally be discussed only with the prospect and any other individual/family member such as prospect’s accountant/secretary

/spouse, authorized by the prospect.

3.  Leaving messages and contacting persons other than the prospect.

Calls must first be placed to the prospect. In the event the prospect is not available, a message may be left for him/her. The aim of the message should be to get the prospect to return the call or to check for a convenient time to call again. Ordinarily, such messages may be restricted to:

Please  leave  a message that                                    (Name of officer) representing Axis Bank called and requested to call back at                          (phone number)”.

As a general rule, the message must indicate:

That the purpose of the call is regarding selling or distributing a bank product of Axis Bank

4.  No misleading statements/misrepresentations permitted

TME/BDE should not –

  • Mislead the prospect on any service / product offered;
  • Mislead the prospect about their business or organization’s name, or falsely represent themselves.
  • Make any false / unauthorised commitment on behalf of Axis Bank for any facility/service.

1.  Telemarketing Etiquettes

PRE CALL

No calls prior to 0930 Hrs or post 1900 Hrs unless specifically requested.

  • No serial dialing
  • No calling on lists unless list is cleared by team leader

DURING CALL

  • Identify yourself, your company and your principal
  • Request permission to proceed
  • If denied permission, apologize and politely disconnect.
  • State reason for your call
  • Always offer to call back on landline, if call is made to a cell number
  • Never interrupt or argue
  • To the extent possible, talk in the language which is most comfortable to the prospect
  • Keep the conversation limited to business matters
  • Check for understanding of “Most Important Terms and Conditions” by the customer if he plans to buy the product
  • Reconfirm next call or next visit details
  • Provide your telephone no, your supervisor’s name or your bank officer contact details if asked for by the customer.
  • Thank the customer for his/her time

POST CALL

  • Customers who have expressed their lack of interest for the offering should not be called for the next 3 months with the same offer
  • Provide feedback to the bank on customers who have expressed their desire to be flagged “Do Not Disturb”
  • Never call or entertain calls from customers regarding products already sold. Advise them to contact the Customer Service Staff of the bank.

2.  Gifts or bribes

TME/BDE’s must not accept gifts from prospects or bribes of any kind. Any TME/BDE offered a bribe or payment of any kind by a customer must report the offer to his/her management.

3.  Precautions to be taken on visits/contacts

BDE should :

  • Respect personal space – maintain adequate distance from the prospect.
  • Not enter the prospect’s residence/office against his/her wishes;
  • Not visit in large numbers – i.e. not more than one BDE and one supervisor, if required.
  • Respect the prospect’s privacy.
  • If the prospect is not present and only family members/office persons are present at the time of the visit, he/she should end the visit with a request for the prospect to call back.
  • Provide his/her telephone number, supervisor’s name or the concerned bank officer’s contact details,

if asked for by the customer.

  • Limit discussions with the prospect to the business – Maintain a professional distance.

1.  Other important aspects – Appearance & Dress Code

BDE’s must be appropriately dressed – For men this means

  • Well ironed trousers;
  • Well ironed shirt, shirt sleeves preferably buttoned down.

For women this means

  • Well ironed formal attire (Saree, Suit etc.);
  • Well groomed appearance.

Jeans and/or T Shirt, open sandals are not considered appropriate.

2.      Handling of letters & other communication

Any communication sent to the prospect should be only in the mode and format approved by the Bank.

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